The AVP Compliance Operations Manager will help build and refine processes to manage compliance obligations and ensure lines of business requests are addressed efficiently, accurately, and in full compliance with regulatory expectations.

Job Responsibilities

• Oversee various quality control reviews in Bank Secrecy Act, Anti-Money Laundering, OFAC and Customer Identification Program.
• Manage the execution of the internal audit plan by coordinating the audit kick-off, documentation submission, and post audit reviews
• Collaborate with other departments to create and enforce policies and procedures that promote a culture of compliance throughout the organization.
• Assist with regular reviews and evaluations of the effectiveness of compliance programs and help to identify potential risks
• Assist with researching and responding to complaints and/or disputes
• Ensure day-to-day compliance requests from internal team members are answered as appropriate in a timely manner.
• Lead and assist in special projects
• Oversee investigations by utilizing the credit union’s resources, i.e., system software, reports, databases, and system applications to help determine if account activity meets the established criteria for suspicious activity.
• Perform general administration duties such as attending meetings, report production, etc.
• Other duties as assigned

Qualifications:

 Required

• 5+ years Bank Secrecy Act/Anti-Money Laundering compliance experience
• 5+ years of credit union/banking experience
• Proven experience (2+ years) with Nasdaq/Verafin AML software system and reporting
• Strong knowledge of the Bank Secrecy Act and Anti-Money Laundering Laws
• Strong knowledge of credit union/banking regulations and application

Preferred

• Bachelor’s degree or equivalent education and work experience
• Professional compliance certifications such as Certified Credit Union Compliance Expert (CUCE)